Financial Advisor

Short Hills, NJ

Full Time

Experienced

Financial Advisor

Position Overview

We are seeking an experienced, active Financial Advisor looking to transition their practice into an independent business-owner model without the burden of managing overhead alone. You will inherit a robust local brand, state-of-the-art financial modeling technology, and direct mentorship to help scale your operations and build long-term enterprise equity.

Key Responsibilities

Provide comprehensive macroeconomic financial planning and wealth management guidance to individuals, families, and business owners.
Analyze complex client situations to design custom asset-protection, retirement income, and estate-planning solutions.
Foster and expand regional client networks by utilizing the firm's localized CPA alliances and marketing channels.
Deliver high-touch relationship management to ensure exceptional client retention and long-term satisfaction.

Requirements

Active FINRA Series 7 and Series 66 (or Series 6 and 63/65) registrations.
Active State Life & Health Insurance License.
3+ years of experience as a producing Financial Advisor with a clean regulatory record (FINRA BrokerCheck).
Entrepreneurial mindset with a commitment to a consultative, relationship-first planning process.

Professional Development

Access to shared office space and administrative assistant support.
Direct pathways for book acquisition and structured practice succession planning.
Opportunities for professional growth, business expansion, and long-term practice development.

We are committed to equal opportunity and diversity in the workplace. We consider all qualified applicants without regard to race, color, religion, gender, sexual orientation, national origin, disability, or veteran status. All inquiries and applications are kept confidential.

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What's your citizenship / employment eligibility?*

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Desired salary*

Have you ever been convicted of a felony?*

In 150 characters or fewer, tell us what makes you unique. Try to be creative and say something that will catch our eye!*

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Do you currently hold an active Life & Health Insurance License?*

Which of the following active FINRA registrations do you currently hold? (Select all that apply)* Series 7Series 66Series 63Series 65Series 6SIE OnlyNone of the above

How many years of experience do you have as a licensed Financial Advisor?*

Do you currently manage an active, portable book of business?*

If you manage a book of business, what is your approximate Asset Under Management (AUM) or annual production/revenue?*

Is your FINRA regulatory record (CRD/U4) free of disclosures, customer disputes, or active investigations?*

If you answered "No" to the previous question, please briefly explain the nature of any disclosures on your record.*

What interests you most about transitioning your practice to an independent advisory business model at this stage of your career?*

What City and State are you currently located in?*

Are you authorized to work in the United States without sponsorship?*

What is your preferred timeline for making a transition if you find the right fit?*

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